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Category: forms
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Statement of Alterations in Shareholdings (revised)
NEW
Change notification - Auditor details
Change notification - Change of address
Change notification - Market actor (individual)
Change notification - Operator (mutual funds)
conflict of interest rules statement
Form No. 1- Application for Registration as a Self-Regulatory Organisation
Form No. 2 - Application for Registration as a Broker Dealer Investment Adviser
HOT
Form No. 3 - Application for Registration as a Securities Company
HOT
Form No. 4 - Registration Statement
HOT
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