What the Commission can do

In circumstances where a regulated financial institution appears not have observed good conduct of business or appears to have breached regulatory laws, the Commission will seek to determine whether that financial institution has acted in accordance with the relevant legislation under which it operates namely the:

  • Financial Services Commission Act, 2010-21
  • Insurance Act Cap.310
  • Securities Act Cap.318A
  • Co-operatives Societies Act Cap.378A