Overview
The Financial Services Commission conducts fit and proper assessments to evaluate whether specified persons are suitable for, among other things, to be registered or licensed with the Commission. The main considerations for determining fitness and propriety, along with other expectations surrounding this requirement are set out in the Commission’s Fit and Proper Guideline.
Questionnaire
Persons who are required to be assessed i.e. relevant persons are required to complete the below questionnaire and submit it to the Commission with requisite accompanying documentation. Instructions are included in the questionnaire.
Responses to Frequently Asked Questions
Additional information regarding the fit and proper assessment process including information about requirements related to the affidavit in lieu of a police certificate of character, and certification of documents may be found in Fitness and Propriety FAQs document found here.
