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Guideline SEC-GA/13

Please find attached Guideline and Post Consultation Paper issued as of March 1, 2013. 

  1.  Market Conduct Guidelines
  2.  Compliance Program Guidelines
  3.  Insider Trading Guidelines
  4.  Corporate Governance Guidelines
  5.  Post Consultation Paper - Guidelines and Paper on the Regulation of Repuchase Agreements 

Questions related to the Guidelines should be addressed to the following: 

Chief Executive Officer
Financial Services Commission
#34 Warrens Industrial Park
St. Michael
Email: This email address is being protected from spambots. You need JavaScript enabled to view it.
Attention: Securities Division