Guideline INS-GA/13

The attached document is the final version of the following Guidelines which take effect on March 1, 2013:
 
1.0 Anti-Money Laundering Guideline
2.0 Asset Valuation Guideline
3.0 Corporate Governance Guideline
4.0 Internal Control & Risk Management Guideline
5.0 Market Conduct Guideline
6.0 Related Party Guideline
7.0 Statutory Reporting Guideline
 
In October of 2012, the Commission issued draft Guidelines for a public consultation period. During this consultation, the Commission received several comments and questions from industry stakeholders.
 
The Commission has made revisions to the Guidelines, which reflect the comments and questions received from the stakeholders. The final version of the guidelines takes into consideration these comments.
 
A summary of the comments received and how they have been addressed by the Commission has been provided under separate cover. Thank you to everyone who took the time to provide comments.
 
Questions related to the Guidelines should be addressed to the following:
 
Chief Executive Officer
Financial Services Commission
#34 Warrens Industrial Park
St. Michael
Email: This email address is being protected from spambots. You need JavaScript enabled to view it.
Attention: Insurance Division